Kwun Yip Tse

謝冠業
CE No. AEE301 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Yip Tse (謝冠業), a licensed Responsible Officer with CE reference AEE301. Currently licensed at 1 firm(s): Oriens Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.1 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Oriens Asset Management Limited
泰豐東方資產管理有限公司
RO Type 4 - Advising on securities 2020-01-17 present
Oriens Asset Management Limited
泰豐東方資產管理有限公司
RO Type 9 - Asset management 2020-01-17 present
Sino Wealth Asset Management Limited
國新資產管理有限公司
RO Type 4 - Advising on securities 2018-10-12 2019-10-31
Sino Wealth Asset Management Limited
國新資產管理有限公司
RO Type 9 - Asset management 2018-10-12 2019-10-31
Nuada Limited
洛爾達有限公司
RO Type 1 - Dealing in securities 2016-02-16 2018-09-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwun Yip Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chun Man Chu Oriens Asset Management Limited 2020–present
Norman Tang Fai Ng Oriens Asset Management Limited 2022–present
Ho Kit Lui Oriens Asset Management Limited 2021–2022
Suk Yee Leung Nuada Limited 2016–2018
Chi Chiu Wong Nuada Limited 2016–2018
Kam Wah Wong Nuada Limited 2016–2018
Anna Marie Tham Sino Wealth Asset Management Limited 2018–2019
Kim Kwong Ho Sino Wealth Asset Management Limited 2018–2019
Ting Fung Ho Oriens Asset Management Limited 2020
Che Lam Chong Nuada Limited 2016–2018
Hoi Ming Luk Nuada Limited 2016–2018
Kim Ling Chan Nuada Limited 2016–2018
Chun Yuen Ng Nuada Limited 2016–2018
Po Kam Chan Nuada Limited 2016–2018
Shing Lam Yip Nuada Limited 2016–2018
Wan Yee Hui Sino Wealth Asset Management Limited 2019
Chi Shing Tiu Sino Wealth Asset Management Limited 2018
Hin Tat Wat Sino Wealth Asset Management Limited 2018
Hing Hung Tsang Sino Wealth Asset Management Limited 2018
Wai Kei Yeung Nuada Limited 2016

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