Kwun Yip Tse
謝冠業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Yip Tse (謝冠業), a licensed Responsible Officer with CE reference AEE301. Currently licensed at 1 firm(s): Oriens Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriens Asset Management Limited 泰豐東方資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-01-17 | present |
| Oriens Asset Management Limited 泰豐東方資產管理有限公司 |
RO | Type 9 - Asset management | 2020-01-17 | present |
| China New Asset Management Limited 中新資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-10-12 | 2019-10-31 |
| China New Asset Management Limited 中新資產管理有限公司 |
RO | Type 9 - Asset management | 2018-10-12 | 2019-10-31 |
| Nuada Limited 洛爾達有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-16 | 2018-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwun Yip Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Chun Man Chu | Oriens Asset Management Limited | 2020–present |
| Norman Tang Fai Ng | Oriens Asset Management Limited | 2022–present |
| Ho Kit Lui | Oriens Asset Management Limited | 2021–2022 |
| Suk Yee Leung | Nuada Limited | 2016–2018 |
| Chi Chiu Wong | Nuada Limited | 2016–2018 |
| Kam Wah Wong | Nuada Limited | 2016–2018 |
| Anna Marie Tham | China New Asset Management Limited | 2018–2019 |
| Kim Kwong Ho | China New Asset Management Limited | 2018–2019 |
| Ting Fung Ho | Oriens Asset Management Limited | 2020 |
| Che Lam Chong | Nuada Limited | 2016–2018 |
| Hoi Ming Luk | Nuada Limited | 2016–2018 |
| Kim Ling Chan | Nuada Limited | 2016–2018 |
| Chun Yuen Ng | Nuada Limited | 2016–2018 |
| Po Kam Chan | Nuada Limited | 2016–2018 |
| Shing Lam Yip | Nuada Limited | 2016–2018 |
| Wan Yee Hui | China New Asset Management Limited | 2019 |
| Chi Shing Tiu | China New Asset Management Limited | 2018 |
| Hin Tat Wat | China New Asset Management Limited | 2018 |
| Hing Hung Tsang | China New Asset Management Limited | 2018 |
| Wai Kei Yeung | Nuada Limited | 2016 |