Wen-Chung Chen
陳文聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen-Chung Chen (陳文聰), a licensed Responsible Officer with CE reference AEB983. Currently licensed at 1 firm(s): Haogen Capital Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.2 years of SFC licence history. Total licence records on file: 52.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haogen Capital Securities Limited 浩亙資本證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-22 | present |
| Haogen Capital Securities Limited 浩亙資本證券有限公司 |
RO | Type 4 - Advising on securities | 2025-04-22 | present |
| Haogen Capital Securities Limited 浩亙資本證券有限公司 |
RO | Type 9 - Asset management | 2025-04-22 | present |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-02 | 2025-01-31 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 4 - Advising on securities | 2024-01-02 | 2025-01-31 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
RO | Type 9 - Asset management | 2024-01-02 | 2025-01-31 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-12-08 | 2024-01-02 |
| Wegoing Asset Management Limited 星途資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-18 | 2023-08-25 |
| Amasse Capital Limited 寶積資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-30 | 2022-07-25 |
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-05-21 | 2022-07-25 |
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-21 | 2022-07-25 |
| First Fidelity Capital (International) Limited | RO | Type 1 - Dealing in securities | 2016-06-03 | 2019-10-31 |
| First Fidelity Capital (International) Limited | RO | Type 4 - Advising on securities | 2016-06-03 | 2019-10-31 |
| First Fidelity Capital (International) Limited | RO | Type 9 - Asset management | 2016-06-03 | 2019-10-31 |
| First Fidelity Capital (International) Limited | Rep | Type 1 - Dealing in securities | 2016-06-02 | 2016-06-03 |
| First Fidelity Capital (International) Limited | Rep | Type 4 - Advising on securities | 2016-06-02 | 2016-06-03 |
| First Fidelity Capital (International) Limited | Rep | Type 9 - Asset management | 2016-06-02 | 2016-06-03 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2015-10-15 | 2016-05-19 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-03-24 | 2015-04-17 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-07 | 2016-05-19 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2015-01-07 | 2016-05-19 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-27 | 2015-01-07 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-27 | 2015-01-07 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-12 | 2014-09-30 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-12 | 2014-09-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-12 | 2014-09-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-09 | 2014-05-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-17 | 2014-05-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-17 | 2014-05-30 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-01 | 2012-09-07 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-01 | 2012-09-07 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-01 | 2012-08-01 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-03-01 | 2012-08-01 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-02 | 2011-03-01 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-02 | 2011-03-01 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-29 | 2011-01-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-09-29 | 2011-01-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-13 | 2010-09-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-13 | 2010-09-29 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-07-29 | 2010-09-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-07-29 | 2010-09-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-09 | 2009-07-29 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-09 | 2009-07-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-07-06 | 2009-06-30 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-06-27 | 2009-06-30 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-06-01 | 2009-06-30 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-12-07 | 2007-06-27 |
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2006-07-25 | 2009-06-30 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-13 | 2009-06-30 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-13 | 2006-01-13 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-17 | 2005-11-30 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-11-17 | 2005-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen-Chung Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.