Chi Wing Lau
劉志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Lau (劉志榮), a licensed former licensee with CE reference ADV682. This person has 22.7 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-28 | 2026-01-23 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-01-01 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.