Tsz Man Man

萬子文
CE No. ADV627 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Man Man (萬子文), a licensed former licensee with CE reference ADV627. This person has 13.1 years of SFC licence history. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2026-06-11 2026-06-20
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 5 - Advising on futures contracts 2026-06-11 2026-06-20
CBH Asia Limited
瑞金亞洲有限公司
RO Type 1 - Dealing in securities 2025-08-06 2026-06-20
CBH Asia Limited
瑞金亞洲有限公司
RO Type 2 - Dealing in futures contracts 2025-08-06 2026-06-11
CBH Asia Limited
瑞金亞洲有限公司
RO Type 4 - Advising on securities 2025-08-06 2026-06-20
CBH Asia Limited
瑞金亞洲有限公司
RO Type 5 - Advising on futures contracts 2025-08-06 2026-06-11
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 1 - Dealing in securities 2025-05-15 2025-08-06
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2025-05-15 2025-08-06
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 4 - Advising on securities 2025-05-15 2025-08-06
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 5 - Advising on futures contracts 2025-05-15 2025-08-06
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 9 - Asset management 2025-05-15 2026-06-20
LGT Investment Management (Asia) Limited Rep Type 1 - Dealing in securities 2021-07-06 2024-11-29
Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
RO Type 1 - Dealing in securities 2008-06-03 2011-10-28
Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
RO Type 4 - Advising on securities 2008-06-03 2011-10-28
Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-06-03
Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
Rep Type 4 - Advising on securities Pre-2003 2008-06-03
Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-10-12
Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
Rep Type 9 - Asset management Pre-2003 2004-10-12

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