Kwok Wai Cheng
鄭國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Cheng (鄭國偉), a licensed Responsible Officer with CE reference ADS285. Currently licensed at 1 firm(s): Omnix Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 21.7 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Omnix Capital Limited | RO | Type 9 - Asset management | 2009-03-19 | present |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-12-10 | 2008-12-10 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-12-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-10 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-30 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-30 | 2008-09-29 |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | 2005-04-27 | 2007-01-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-27 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-01 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-01 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Paul Alexis Penkett | Omnix Capital Limited | 2009–present |
| Jason W H Ng | Omnix Capital Limited | 2010–2016 |
| Carl Manning O'Connell | Omnix Capital Limited | 2009–2012 |
| Rahul Gupta | Omnix Capital Limited | 2009–2011 |
| Charlotte Louise Stopford Sackville | Omnix Capital Limited | 2010–2012 |
| Elisa Leung Cheung | Omnix Capital Limited | 2009–2010 |
| Hao Qian | Omnix Capital Limited | 2016 |
| Miu Ling Yuen | Omnix Capital Limited | 2017 |