Wai Tong Tong
湯偉棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tong Tong (湯偉棠), a licensed Representative with CE reference ADK237. Currently licensed at 1 firm(s): Upbest Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-30 | present |
| Bullish Securities Limited 利銘證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-12 |
| Bullish Securities Limited 利銘證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-12 |
| Bullish Securities Limited 利銘證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| Bullish Securities Limited 利銘證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Tong Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.