Connie Wai Yee Li
李惠怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Wai Yee Li (李惠怡), a licensed Representative with CE reference ADJ714. Currently licensed at 1 firm(s): Rifa Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Connie Wai Yee Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.