Helen Zung Sing Yeh Wang

葉王仁心
CE No. AAA623 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Zung Sing Yeh Wang (葉王仁心), a licensed former licensee with CE reference AAA623. This person has 5.8 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Rifa Securities Limited
日發證券有限公司
Rep Type 1 - Dealing in securities 2008-01-21 2009-01-05
Rifa Securities Limited
日發證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2008-01-21
Rifa Securities Limited
日發證券有限公司
RO Type 4 - Advising on securities Pre-2003 2005-02-21
Rifa Securities Limited
日發證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2005-02-21
Rifa Securities Limited
日發證券有限公司
RO Type 7 - Providing automated trading services Pre-2003 2005-02-21
Rifa Securities Limited
日發證券有限公司
RO Type 9 - Asset management Pre-2003 2005-02-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Helen Zung Sing Yeh Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Man Fai Chan Rifa Securities Limited 2003–2009
Chi Keung Chak Rifa Securities Limited 2003–2009
Chue Leung Rifa Securities Limited 2003–2009
Connie Wai Yee Li Rifa Securities Limited 2003–2009
You Sing Shih Rifa Securities Limited 2003–2009
Ivis Long Sau Wong Rifa Securities Limited 2003–2009
Wilson Chun Lam Rifa Securities Limited 2003–2009
Kam Chuen Ma Rifa Securities Limited 2007–2009
Li Hau Chau Rifa Securities Limited 2007–2008
Michael Ka Kin Wong Rifa Securities Limited 2008–2009
Chung Hing Poon Rifa Securities Limited 2003
Hon Wah Ip Rifa Securities Limited 2008–2009
Timothy Tim Fai Lau Rifa Securities Limited 2008–2009
Kam Fong Chiu Rifa Securities Limited 2008–2009
Wing Man Poon Rifa Securities Limited 2008–2009
William Chi Kwong Tam Rifa Securities Limited 2008–2009
Siu Yin Tang Rifa Securities Limited 2008
Wai Ying So Rifa Securities Limited 2008–2009
James Wai Lam Cheng Rifa Securities Limited 2008–2009
Ka Ho Choi Rifa Securities Limited 2008
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