Nathan Wang

王焱武
CE No. ADJ636 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Wang (王焱武), a licensed Responsible Officer with CE reference ADJ636. Currently licensed at 1 firm(s): KR Securities (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.9 years of SFC licence history. Total licence records on file: 26.

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Licence history

FirmRoleRegulated activityFromTo
KR Securities (Hong Kong) Limited
嘉瑞證券(香港)有限公司
RO Type 4 - Advising on securities 2025-12-18 present
KR Securities (Hong Kong) Limited
嘉瑞證券(香港)有限公司
RO Type 9 - Asset management 2025-12-18 present
Everpine Asset Management Limited
RO Type 4 - Advising on securities 2023-12-04 2025-11-25
Everpine Asset Management Limited
RO Type 9 - Asset management 2023-12-04 2025-11-25
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
RO Type 1 - Dealing in securities 2019-09-03 2023-11-30
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
RO Type 4 - Advising on securities 2019-09-03 2023-11-30
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
RO Type 9 - Asset management 2019-09-03 2023-11-30
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
Rep Type 1 - Dealing in securities 2019-08-20 2019-09-03
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
Rep Type 4 - Advising on securities 2019-08-20 2019-09-03
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
Rep Type 9 - Asset management 2019-08-20 2019-09-03
Rising Glory Finance Limited
榮旭金融有限公司
RO Type 4 - Advising on securities 2018-11-30 2019-08-15
Rising Glory Finance Limited
榮旭金融有限公司
RO Type 9 - Asset management 2017-06-27 2019-08-15
Cachet Asset Management Limited
臻卓資產管理有限公司
RO Type 1 - Dealing in securities 2015-01-13 2017-06-15
Cachet Asset Management Limited
臻卓資產管理有限公司
RO Type 4 - Advising on securities 2015-01-13 2017-06-15
Cachet Asset Management Limited
臻卓資產管理有限公司
RO Type 9 - Asset management 2015-01-13 2017-06-15
Jakota Securities Group Limited
嘉高達證券集團有限公司
Rep Type 1 - Dealing in securities 2012-11-14 2015-01-09
Vision Finance International Company Limited
睿智金融國際有限公司
Rep Type 6 - Advising on corporate finance 2010-03-17 2011-10-14
Ivory Capital Private Limited
Rep Type 4 - Advising on securities 2009-05-13 2010-02-26
Ivory Capital Private Limited
Rep Type 6 - Advising on corporate finance 2009-05-13 2010-02-26
Ivory Capital Private Limited
Rep Type 1 - Dealing in securities 2009-04-20 2009-06-01
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2009-03-23
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2009-03-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2009-03-23
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services Pre-2003 2009-03-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nathan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yilin Lu China Railway & Aviation Securities Limited 2020–2023
Kent Kin Fan Ma Everpine Asset Management Limited 2023–2025
Chen Chen Everpine Asset Management Limited 2024–2025
Jianan Shi China Railway & Aviation Securities Limited 2020–2022
Angela Chin Yui Chow Cachet Asset Management Limited 2015–2017
Bill Sai On Chan Cachet Asset Management Limited 2015–2017
Xun Guo Rising Glory Finance Limited 2017–2019
Chi Yu Ng Cachet Asset Management Limited 2015–2017
Leslie Wai-Yun Tong Rising Glory Finance Limited 2017–2019
Jonathan Ka Hey Kiu Vision Finance International Company Limited 2010–2011
Zhili Sun Vision Finance International Company Limited 2010–2011
Ho Fung Lo Jakota Securities Group Limited 2012–2015
Irene Oi Ling Wong Cachet Asset Management Limited 2015–2017
Cindy Chan Cachet Asset Management Limited 2015–2016
Ka Kit Tsang China Railway & Aviation Securities Limited 2023
Zhongjie Niu Vision Finance International Company Limited 2010–2011
Astor Wing Ki Au Vision Finance International Company Limited 2010–2011
Karen Hoi Yan Lam Vision Finance International Company Limited 2010–2011
Yebi Hu Vision Finance International Company Limited 2010–2011
Yuanqiu Liu Vision Finance International Company Limited 2010–2011

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