Joseph Kwok Wai Chan
陳國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kwok Wai Chan (陳國偉), a licensed former licensee with CE reference ADI545. This person has 17.7 years of SFC licence history. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpine Corporate Finance Limited 鼎柏融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-12-21 | 2021-11-30 |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-31 | 2021-03-10 |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-31 | 2021-03-10 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-20 | 2017-08-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-20 | 2017-08-16 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-07-20 | 2017-08-16 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-10 | 2015-07-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-10 | 2015-07-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-14 | 2007-09-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-07-20 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-09-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Kwok Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ho Man Fanny Ng | Alpine Securities Limited | 2018–2021 |
| David Kwong Lam Hang | BOCI Commodities & Futures Limited | 2003–2007 |
| Andy To Chung Wai | BOCI Asia Limited | 2007–2017 |
| Sarah Lai Wong | BOCI Asia Limited | 2007–2017 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2007–2017 |
| Fang Bian | BOCI Asia Limited | 2007–2017 |
| Yiu Kei Leung | BOCI Asia Limited | 2007–2017 |
| Ka Man Leung | BOCI Asia Limited | 2007–2017 |
| Tong Li | BOCI Asia Limited | 2007–2017 |
| Chi Kin Mak | BOCI Asia Limited | 2007–2017 |
| Rowena See Wai Ng | BOCI Asia Limited | 2007–2017 |
| Zhen Zhang | BOCI Asia Limited | 2007–2017 |
| Yuying Weng | BOCI Asia Limited | 2007–2017 |
| Kin Man Lee | BOCI Asia Limited | 2007–2017 |
| Yiqing Zhao | BOCI Asia Limited | 2008–2017 |
| Michael Sin Yue Mak | BOCI Asia Limited | 2009–2017 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2009–2017 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2010–2017 |
| Mario Altenburger | BOCI Asia Limited | 2010–2017 |
| Kit Ling Lau | BOCI Asia Limited | 2010–2017 |