Siu Wa Cheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wa Cheng (鄭少華), a licensed Representative with CE reference ADG364. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-11 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-11 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-13 | 2020-12-10 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-13 | 2020-12-10 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-26 | 2013-04-29 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-26 | 2013-04-29 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-25 | 2011-12-31 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-25 | 2011-12-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-31 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-05-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wa Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.