Alex Wai Chi Chow
鄒偉智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Wai Chi Chow (鄒偉智), CE reference ABS168. Currently licensed at 1 firm(s): Hung Sing Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-11-23 | 2020-06-29 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-11-23 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |