Kwok Lung Chan

陳國龍
CE No. ADF368 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lung Chan (陳國龍), a licensed former licensee with CE reference ADF368. This person has 8.3 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Athena Wealth Management Limited
智富財富管理有限公司
Rep Type 4 - Advising on securities 2009-10-13 2011-12-09
Athena Wealth Management Limited
智富財富管理有限公司
Rep Type 9 - Asset management 2009-10-13 2011-12-09
HFS Asset Management Limited Rep Type 4 - Advising on securities 2005-12-13 2009-09-23
HFS Asset Management Limited Rep Type 9 - Asset management 2005-12-13 2009-09-23
Lion Global Financial Limited
獅瀚環球金融有限公司
Rep Type 4 - Advising on securities 2003-11-26 2005-10-21
Lion Global Financial Limited
獅瀚環球金融有限公司
Rep Type 9 - Asset management 2003-11-26 2005-10-21
UKFP (Asia) HK Limited Rep Type 1 - Dealing in securities Pre-2003 2003-09-11
UKFP (Asia) HK Limited Rep Type 4 - Advising on securities Pre-2003 2003-09-11
UKFP (Asia) HK Limited Rep Type 6 - Advising on corporate finance Pre-2003 2003-09-11
UKFP (Asia) HK Limited Rep Type 9 - Asset management Pre-2003 2003-09-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Lung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ofra Sueh Hung Ou HFS Asset Management Limited 2005–2009
Charles Henry Dickson HFS Asset Management Limited 2005–2009
David Robert Bojan HFS Asset Management Limited 2005–2009
Chun Wah Chan HFS Asset Management Limited 2005–2009
Denis Celata HFS Asset Management Limited 2007–2009
Garry Maxwell Stuchbery HFS Asset Management Limited 2007–2009
Chi Sun Chan Athena Wealth Management Limited 2009–2011
Ho Man Chan Athena Wealth Management Limited 2009–2011
Danny Lai Kin Tse Athena Wealth Management Limited 2009–2011
Man Fai Cheung Athena Wealth Management Limited 2009–2011
Ngok Chan Athena Wealth Management Limited 2009–2011
Felix Cheuk Leung Cheung Athena Wealth Management Limited 2009–2011
Chik Yuen Chan Athena Wealth Management Limited 2009–2011
Wai Ki Ricky Ip Athena Wealth Management Limited 2009–2011
Siu Wai Li Athena Wealth Management Limited 2009–2011
Yuk Lan Tsang Athena Wealth Management Limited 2009–2011
Pui Han Wong Athena Wealth Management Limited 2009–2011
Vincent Kwok Sang Yeung Athena Wealth Management Limited 2009–2011
Kin Yip Hui Athena Wealth Management Limited 2009–2011
Tobee Chui Shan Chow Lion Global Financial Limited 2003–2005

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