Siu Wai Li
李小慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Li (李小慧), a licensed former licensee with CE reference AML310. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-17 | 2014-01-27 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-11-04 | 2014-01-27 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-02 | 2011-12-31 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-18 | 2009-07-01 |