Siu Wai Li
李小慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Li (李小慧), a licensed former licensee with CE reference AML310. This person has 8.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-17 | 2014-01-27 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-11-04 | 2014-01-27 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-02 | 2011-12-31 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-18 | 2009-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.