Scott Antony Saunders
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Antony Saunders, a licensed former licensee with CE reference ADC081. This person has 5.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2007-07-10 | 2009-04-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2007-07-10 | 2009-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2007-07-10 | 2009-04-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2007-07-10 | 2009-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-04-19 | 2007-07-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-04-19 | 2007-07-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-05-20 | 2005-10-27 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-10-27 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-05-20 |