Ivis Long Sau Wong
黃朗修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivis Long Sau Wong (黃朗修), a licensed former licensee with CE reference ADA335. This person has 13.3 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-04 | 2019-12-16 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-20 | 2019-12-16 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 - Asset management | 2018-07-20 | 2019-12-16 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-25 | 2017-05-31 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-25 | 2016-10-25 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-08 | 2016-05-20 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-05-20 | 2015-05-26 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2013-05-20 | 2015-05-26 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-01 | 2015-05-26 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2012-08-01 | 2015-05-26 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-29 | 2012-01-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 - Advising on securities | 2011-06-29 | 2012-01-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-16 | 2011-06-29 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-16 | 2011-06-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-29 | 2009-09-21 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-21 | 2009-03-27 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-21 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivis Long Sau Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.