Johnson Wu
胡宗迅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Wu (胡宗迅), a licensed Responsible Officer with CE reference ACX408. Currently licensed at 1 firm(s): Quantbot Technologies (HK), Limited. Active regulated activities: Type 9 - Asset management. This person has 15.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quantbot Technologies (HK), Limited | RO | Type 9 - Asset management | 2016-05-24 | present |
| Liquid Capital Markets Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-05-19 | 2011-03-21 |
| Liquid Capital Markets Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-19 | 2011-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-04-07 | 2009-02-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-07 | 2009-02-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-04-07 | 2009-02-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnson Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.