Edward Ming Yu Hsu
徐明宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Ming Yu Hsu (徐明宇), a licensed former licensee with CE reference ALY375. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 9 — Asset management | 2017-09-29 | 2017-12-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-24 | 2017-04-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-24 | 2017-04-28 |
| Liquid Capital Markets Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2010-05-28 | 2011-03-21 |
| Liquid Capital Markets Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2010-05-28 | 2011-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-06-16 | 2008-04-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-06-16 | 2008-04-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-06-16 | 2008-04-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-25 | 2005-05-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-04-25 | 2005-05-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-04-25 | 2005-05-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2005-04-25 | 2005-05-23 |