Darius Lai Yan Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darius Lai Yan Yuen (阮勵欣), a licensed Responsible Officer with CE reference ACO079. Currently licensed at 1 firm(s): ZhongYi Investment Managers Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-03 | present |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 9 - Asset management | 2018-05-16 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-23 | 2008-05-29 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 1 - Dealing in securities | 2004-07-08 | 2008-05-29 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-08 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Darius Lai Yan Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.