David Toi Wai Suen
孫台維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Toi Wai Suen (孫台維), a licensed former licensee with CE reference ACS842. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2017-05-08 | 2017-07-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2017-05-08 | 2017-07-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2017-05-08 | 2017-07-04 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2011-12-01 | 2017-05-08 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2011-12-01 | 2017-05-08 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2011-12-01 | 2017-05-08 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-20 | 2006-04-28 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-28 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |