David Toi Wai Suen
孫台維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Toi Wai Suen (孫台維), a licensed former licensee with CE reference ACS842. This person has 8.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2017-05-08 | 2017-07-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2017-05-08 | 2017-07-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2017-05-08 | 2017-07-04 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2011-12-01 | 2017-05-08 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2011-12-01 | 2017-05-08 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2011-12-01 | 2017-05-08 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-20 | 2006-04-28 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-04-28 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Toi Wai Suen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.