Kam Fu Kok
郭錦富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Fu Kok (郭錦富), a licensed former licensee with CE reference ABZ046. This person has 19.4 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-23 | 2026-04-30 |
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 4 - Advising on securities | 2025-10-23 | 2026-04-30 |
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 9 - Asset management | 2025-10-23 | 2026-04-30 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-31 | 2025-10-20 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 9 - Asset management | 2023-08-31 | 2025-10-20 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-21 | 2023-08-31 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-07-21 | 2023-08-31 |
| EMP Capital Limited 盈創資本有限公司 |
RO | Type 4 - Advising on securities | 2023-02-21 | 2023-06-03 |
| EMP Capital Limited 盈創資本有限公司 |
RO | Type 9 - Asset management | 2023-02-21 | 2023-06-03 |
| EMP Capital Limited 盈創資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-06 | 2023-02-21 |
| EMP Capital Limited 盈創資本有限公司 |
Rep | Type 9 - Asset management | 2023-02-06 | 2023-02-21 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-09 | 2022-11-08 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 - Advising on securities | 2019-12-09 | 2022-11-08 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 - Asset management | 2019-12-09 | 2022-11-08 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-10 | 2019-06-30 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 4 - Advising on securities | 2016-05-10 | 2019-06-30 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 9 - Asset management | 2016-05-10 | 2019-06-30 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-12-19 | 2016-03-19 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-05 | 2016-03-19 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-12-05 | 2016-03-19 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-12-05 | 2016-03-19 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-14 | 2012-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Fu Kok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.