Shu Kai Chan
陳樹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kai Chan (陳樹基), a licensed former licensee with CE reference AAJ626. This person has 16.2 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-17 | 2023-06-30 |
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 9 - Asset management | 2021-03-17 | 2023-06-30 |
| Mainland Securities Limited 美聯證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-14 | 2021-01-21 |
| Mainland Asset Management Limited 美聯匯鑫管理有限公司 |
RO | Type 4 - Advising on securities | 2020-05-14 | 2020-06-15 |
| Mainland Asset Management Limited 美聯匯鑫管理有限公司 |
RO | Type 9 - Asset management | 2020-05-14 | 2020-06-15 |
| Lionheart Limited 晉成金融有限公司 |
RO | Type 4 - Advising on securities | 2018-06-27 | 2019-06-15 |
| Lionheart Limited 晉成金融有限公司 |
RO | Type 9 - Asset management | 2018-06-27 | 2019-06-15 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 - Asset management | 2017-02-16 | 2017-03-31 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-09 | 2017-03-31 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 - Asset management | 2012-08-30 | 2013-11-22 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 9 - Asset management | 2012-08-30 | 2013-04-01 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 - Asset management | 2009-07-07 | 2015-09-05 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 - Asset management | 2009-07-07 | 2012-12-01 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
Rep | Type 9 - Asset management | 2008-12-02 | 2012-08-30 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-12-02 | 2012-08-30 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-12-02 | 2009-07-07 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-12-02 | 2009-07-07 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-12-02 | 2015-09-05 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-12-02 | 2013-11-22 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-12-02 | 2012-12-01 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-12-02 | 2010-06-01 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-15 | 2008-01-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-06 | 2007-10-09 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-05 | 2007-08-04 |
| Megabase Futures Company Limited 萬達基(期貨)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-09-05 |
| Megabase Futures Company Limited 萬達基(期貨)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-04 |
| Megabase Futures Company Limited 萬達基(期貨)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Kai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.