Henry Hei Wai Chan
陳晞瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Hei Wai Chan (陳晞瑋), a licensed former licensee with CE reference BAH822. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-03 | 2021-02-11 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-03 | 2021-02-11 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-12 | 2018-12-05 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-07 | 2018-12-05 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-16 | 2016-09-07 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-08 | 2016-09-07 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-13 | 2016-09-07 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-11-13 | 2016-09-07 |