Vivian Gi Yue Lee
李梓瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Gi Yue Lee (李梓瑜), a licensed former licensee with CE reference ABY975. This person has 14.1 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2018-01-08 | 2021-04-24 |
| Wharton Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2006-12-28 | 2014-09-30 |
| Wharton Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2006-12-28 | 2014-09-30 |
| Wharton Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-10-31 | 2014-09-30 |
| LXL Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-11-30 | 2006-07-24 |
| HT Capital Management Limited | Rep | Type 9 - Asset management | 2005-06-03 | 2005-07-13 |
| Aquitaine Investment Advisors Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-18 |
| Aquitaine Investment Advisors Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Gi Yue Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.