Charles Frederick Dunford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Frederick Dunford ( ), a licensed former licensee with CE reference ABW742. This person has 2.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| International Commerce Corporation | Rep | Type 4 - Advising on securities | 2016-08-12 | 2017-12-01 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-10 | 2008-07-21 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 - Asset management | 2007-01-10 | 2008-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Frederick Dunford during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.