Ka Wa Cheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wa Cheng (鄭家華), a licensed Responsible Officer with CE reference ABS482. Currently licensed at 1 firm(s): Astrum Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 22.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-18 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-18 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 9 - Asset management | 2021-02-18 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-30 | 2021-02-18 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 - Asset management | 2019-07-29 | 2020-07-14 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-19 | 2019-06-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-22 | 2018-07-27 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-05-22 | 2018-07-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 - Advising on securities | 2014-05-22 | 2018-07-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-24 | 2014-05-22 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-24 | 2014-05-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-09-19 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2013-09-19 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-20 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wa Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.