Alan Chi Ming Fung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Chi Ming Fung (馮智明), a licensed Responsible Officer with CE reference ABR711. Currently licensed at 1 firm(s): Octal Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 23.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-03 | present |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-10-03 | present |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 - Dealing in securities | 2004-04-21 | 2012-09-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-04-21 | 2012-09-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-01 | 2004-04-21 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-01 | 2004-04-21 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2003-07-04 | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Chi Ming Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.