Andy Ka Wai Tse

謝家偉
CE No. ABR168 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Ka Wai Tse (謝家偉), a licensed Representative with CE reference ABR168. Currently licensed at 1 firm(s): Jimei Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.0 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Jimei Securities Limited
集美證券有限公司
Rep Type 1 - Dealing in securities 2014-08-05 present
CHG SECURITIES LIMITED
中泓證券有限公司
Rep Type 1 - Dealing in securities 2011-09-20 2014-08-01
Wintone Securities Limited
榮通證券有限公司
Rep Type 2 - Dealing in futures contracts 2010-01-05 2011-04-08
Wintone Securities Limited
榮通證券有限公司
Rep Type 1 - Dealing in securities 2007-05-14 2011-09-01
Orient Securities Limited
東方匯財證券有限公司
Rep Type 1 - Dealing in securities 2007-01-02 2007-05-07
Kee Cheong Securities Company Limited
祺昌證券有限公司
Rep Type 1 - Dealing in securities 2005-05-31 2006-12-22
Manble Securities Limited
亨寶證券有限公司
Rep Type 1 - Dealing in securities 2004-12-20 2005-04-25
Kingston Securities Limited
金利豐證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-07-27
Kingston Securities Limited
金利豐證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-07-27
Kingston Securities Limited
金利豐證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-07-27
Kingston Securities Limited
金利豐證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-07-04
Kingston Securities Limited
金利豐證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-07-27

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