David Carven Yung Yee Se
施勇儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Carven Yung Yee Se (施勇儀), a licensed Responsible Officer with CE reference ABL977. Currently licensed at 1 firm(s): M&F Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.9 years of SFC licence history. Total licence records on file: 45.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-16 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-16 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-16 | present |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 - Advising on securities | 2022-03-30 | 2022-12-14 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 - Asset management | 2022-03-30 | 2022-12-14 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-24 | 2022-03-30 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 9 - Asset management | 2022-02-24 | 2022-03-30 |
| KuCoin HK Limited | RO | Type 1 - Dealing in securities | 2020-09-28 | 2021-04-16 |
| KuCoin Commodity Futures Limited | RO | Type 2 - Dealing in futures contracts | 2020-09-28 | 2021-04-16 |
| KuCoin HK Limited | RO | Type 4 - Advising on securities | 2020-09-28 | 2021-04-16 |
| KuCoin Asset Management Limited | RO | Type 9 - Asset management | 2020-09-28 | 2021-04-16 |
| Fargo Space Partners Limited | RO | Type 4 - Advising on securities | 2020-04-14 | 2020-04-30 |
| Fargo Space Partners Limited | RO | Type 9 - Asset management | 2020-04-14 | 2020-04-30 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-11 | 2019-05-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-06-11 | 2019-05-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-11 | 2019-05-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-15 | 2017-10-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 4 - Advising on securities | 2016-11-15 | 2017-10-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 9 - Asset management | 2016-11-15 | 2017-10-31 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 - Advising on securities | 2014-08-25 | 2016-05-04 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-16 | 2016-05-04 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-12-16 | 2016-05-04 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-10-02 | 2016-05-31 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-10-02 | 2016-05-31 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 - Asset management | 2013-10-02 | 2016-05-31 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-10-04 | 2013-09-17 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-10-04 | 2013-09-17 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-23 | 2011-10-04 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-08-23 | 2011-10-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-14 | 2013-09-17 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-03-14 | 2013-09-17 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 - Asset management | 2011-03-14 | 2013-09-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-06 | 2011-03-14 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-06 | 2011-03-14 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-01-06 | 2011-03-14 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-09-22 | 2010-12-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-09-22 | 2010-12-16 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-02-08 | 2005-10-04 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-02-08 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-12-07 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-12-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-12-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Carven Yung Yee Se during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.