Michael John Alan Spivey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael John Alan Spivey, a licensed Responsible Officer with CE reference ABE509. Currently licensed at 1 firm(s): International Commerce Corporation. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| International Commerce Corporation | RO | Type 9 - Asset management | 2008-03-19 | present |
| International Commerce Corporation | RO | Type 4 - Advising on securities | Pre-2003 | present |
| International Commerce Corporation | RO | Type 9 - Asset management | 2006-02-13 | 2006-10-13 |
| International Commerce Corporation | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael John Alan Spivey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.