Kwok Ming Lau
劉國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Lau (劉國明), a licensed Representative with CE reference ABA828. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-24 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-28 | 2006-09-29 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-29 | 2006-09-18 |
| Worldtop Securities Limited 大世界證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-06-23 |
| Worldtop Securities Limited 大世界證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ming Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.