Kin Kei Chau
周建基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Kei Chau (周建基), a licensed former licensee with CE reference AAZ657. This person has 22.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-28 | 2025-07-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-05 | 2021-04-21 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-27 | 2020-05-20 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-07 | 2019-02-25 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-17 | 2015-04-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2013-01-05 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2013-01-05 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-18 | 2010-06-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-11 | 2008-03-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-02 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Kei Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.