John Douma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Douma, a licensed former licensee with CE reference AAY038. This person has 17.0 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| International Commerce Corporation | Rep | Type 4 - Advising on securities | 2009-04-28 | 2020-03-23 |
| International Commerce Corporation | Rep | Type 9 - Asset management | 2009-04-28 | 2020-03-23 |
| Chimaera Financial Group Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2009-09-11 |
| Chimaera Financial Group Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-25 |
| Chimaera Financial Group Limited | RO | Type 9 - Asset management | Pre-2003 | 2009-09-11 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as John Douma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.