Hau Wei Kwok
郭后維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Wei Kwok (郭后維), a licensed former licensee with CE reference AAF976. This person has 13.8 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-01-01 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-10 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-30 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Wei Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Sui Sing Chun | DL Brokerage Limited | 2003–2017 |
| Jor Hung Lee | DL Brokerage Limited | 2003–2017 |
| Ada Aquarius Siu Chi Cheng | DL Brokerage Limited | 2003–2017 |
| Ranee Lin Wai Chow | DL Brokerage Limited | 2003–2017 |
| Mui Fong Ho | DL Brokerage Limited | 2003–2017 |
| Kai Huen Lai | DL Brokerage Limited | 2003–2017 |
| Lee Chu Lee | DL Brokerage Limited | 2003–2017 |
| Cisco Shiu Hung Li | DL Brokerage Limited | 2003–2017 |
| Fook Yau Ng | DL Brokerage Limited | 2003–2017 |
| Simon Lap Keung Wong | DL Brokerage Limited | 2003–2017 |
| Sanna Wai Yee Yeung | DL Brokerage Limited | 2003–2017 |
| Man Chap Hui | DL Brokerage Limited | 2003–2017 |
| Li Cho Sheung | DL Brokerage Limited | 2003–2017 |
| Chick Yee To | DL Brokerage Limited | 2003–2017 |
| Chi Lam Cheng | DL Brokerage Limited | 2003–2017 |
| Yuen Fun Man | DL Brokerage Limited | 2003–2015 |
| Wai Lam Cheng | DL Brokerage Limited | 2003–2013 |
| Yee Wah Ho | DL Brokerage Limited | 2003–2012 |
| Kwong Yuen Chan | DL Brokerage Limited | 2003–2010 |
| Po Sheung Leung | DL Brokerage Limited | 2003–2017 |