Kwong Yuen Chan
陳廣源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yuen Chan (陳廣源), CE reference AFU879. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-04-01 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-14 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |