Kwong Yuen Chan

陳廣源
CE No. AFU879 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yuen Chan (陳廣源), a licensed former licensee with CE reference AFU879. This person has 7.0 years of SFC licence history. Total licence records on file: 4.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
DL Brokerage Limited
佐雄證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2010-04-01
DL Brokerage Limited
佐雄證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-11-14
DL Brokerage Limited
佐雄證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-30
DL Brokerage Limited
佐雄證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sui Sing Chun DL Brokerage Limited 2003–2010
Jor Hung Lee DL Brokerage Limited 2003–2010
Ada Aquarius Siu Chi Cheng DL Brokerage Limited 2003–2010
Ranee Lin Wai Chow DL Brokerage Limited 2003–2010
Mui Fong Ho DL Brokerage Limited 2003–2010
Kai Huen Lai DL Brokerage Limited 2003–2010
Lee Chu Lee DL Brokerage Limited 2003–2010
Cisco Shiu Hung Li DL Brokerage Limited 2003–2010
Fook Yau Ng DL Brokerage Limited 2003–2010
Simon Lap Keung Wong DL Brokerage Limited 2003–2010
Sanna Wai Yee Yeung DL Brokerage Limited 2003–2010
Yee Wah Ho DL Brokerage Limited 2003–2010
Man Chap Hui DL Brokerage Limited 2003–2010
Hau Wei Kwok DL Brokerage Limited 2003–2010
Yuen Fun Man DL Brokerage Limited 2003–2010
Li Cho Sheung DL Brokerage Limited 2003–2010
Chick Yee To DL Brokerage Limited 2003–2010
Wai Lam Cheng DL Brokerage Limited 2003–2010
Chi Lam Cheng DL Brokerage Limited 2003–2010
Wai Ying Ma DL Brokerage Limited 2003–2007

Related