Chi Lam Cheng
鄭智林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lam Cheng (鄭智林), CE reference AAD041. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Brokerage Limited 佐雄證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-07 | 2020-02-29 |
| DL Brokerage Limited 佐雄證券有限公司 |
RO | Type 4 — Advising on securities | 2003-08-07 | 2020-02-29 |
| DL Brokerage Limited 佐雄證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-08-07 | 2003-10-30 |
| DL Brokerage Limited 佐雄證券有限公司 |
RO | Type 9 — Asset management | 2003-08-07 | 2003-10-30 |
| Lee Tat & Company 利達證券公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-07 |
| Lee Tat & Company 利達證券公司 |
RO | Type 4 — Advising on securities | present | 2003-08-07 |
| Lee Tat & Company 利達證券公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-07 |
| Lee Tat & Company 利達證券公司 |
RO | Type 9 — Asset management | present | 2003-08-07 |