Wah Sun Tiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Sun Tiu (張華新), a licensed Responsible Officer with CE reference AAE163. Currently licensed at 2 firm(s): Christfund Futures Limited, Christfund Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-08-30 | present |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-05-19 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-19 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Sun Tiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.