Kam Shing Ng
吳金城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Shing Ng (吳金城), a licensed former licensee with CE reference AAA057. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 9 — Asset management | 2021-01-21 | 2024-08-30 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-08 | 2024-08-30 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-17 | 2005-12-08 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-10-15 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-17 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-17 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-17 |