Tak Ming Mok
莫德明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Ming Mok (莫德明), a licensed Responsible Officer with CE reference AAD913. Currently licensed at 1 firm(s): Wei Da Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 - Asset management | 2017-07-06 | present |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-06 | 2021-03-24 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 - Advising on securities | 2017-07-06 | 2021-03-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-27 | 2017-04-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-02 | 2017-04-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-02 | 2017-04-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-12-01 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-12-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Ming Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sau Lin Wong | VC Futures Limited | 2003–2009 |
| Po Chu Lau | VC Futures Limited | 2003–2009 |
| Ella Sau Kuen Lau | VC Futures Limited | 2003–2009 |
| Dick Tak Ming Ma | VC Futures Limited | 2003–2009 |
| Tak Choi Cheng | VC Futures Limited | 2003–2009 |
| Chung Shing Cheung | VC Futures Limited | 2003–2009 |
| Lai Ying Lee | VC Futures Limited | 2003–2009 |
| Man Shu Lee | VC Futures Limited | 2003–2009 |
| Chi Ho Leung | VC Futures Limited | 2003–2009 |
| Sau Ho Chan | VC Futures Limited | 2003–2009 |
| Joanna Shuk Yee Cheung | VC Futures Limited | 2003–2009 |
| Lois Kam Lo Chan | VC Futures Limited | 2003–2009 |
| Ka Wai Chan | VC Futures Limited | 2003–2009 |
| Siu Lee Ching | VC Futures Limited | 2003–2009 |
| Leo Wai Choi Hung | VC Futures Limited | 2003–2009 |
| Thomas Kam Tong Leung | VC Futures Limited | 2003–2009 |
| Sammy Lam | VC Futures Limited | 2003–2009 |
| David Ngai | VC Futures Limited | 2003–2009 |
| Rosinna Man Wah Sum | VC Futures Limited | 2003–2009 |
| Anna Yuen Ming Tong | VC Futures Limited | 2003–2009 |