Rosinna Man Wah Sum
沈敏華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosinna Man Wah Sum (沈敏華), a licensed former licensee with CE reference AFG399. This person has 19.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2022-03-31 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2022-03-31 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rosinna Man Wah Sum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Po Chu Lau | VC Futures Limited | 2003–2022 |
| Chung Shing Cheung | VC Futures Limited | 2003–2022 |
| Chi Ho Leung | VC Futures Limited | 2003–2022 |
| Joanna Shuk Yee Cheung | VC Futures Limited | 2003–2022 |
| Siu Lee Ching | VC Futures Limited | 2003–2022 |
| Thomas Kam Tong Leung | VC Futures Limited | 2003–2022 |
| Sammy Lam | VC Futures Limited | 2003–2022 |
| David Ngai | VC Futures Limited | 2003–2022 |
| Anna Yuen Ming Tong | VC Futures Limited | 2003–2022 |
| Venus Suet Lin Yuen | VC Futures Limited | 2003–2022 |
| Chi Wai Leung | VC Futures Limited | 2003–2022 |
| Sau Ho Chan | VC Futures Limited | 2003–2018 |
| Lois Kam Lo Chan | VC Futures Limited | 2003–2018 |
| Ella Sau Kuen Lau | VC Futures Limited | 2003–2018 |
| Leo Wai Choi Hung | VC Futures Limited | 2003–2018 |
| Ka Wai Chan | VC Futures Limited | 2003–2016 |
| Sau Pan Yu | VC Brokerage Limited | 2003–2022 |
| Ming Kwong Tse | VC Futures Limited | 2003–2020 |
| Man Shu Lee | VC Futures Limited | 2003–2016 |
| Tak Choi Cheng | VC Futures Limited | 2003–2016 |