Ka Wai Chan
陳家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Chan (陳家偉), a licensed former licensee with CE reference AEQ354. This person has 13.7 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-11-30 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2016-11-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Po Chu Lau | VC Futures Limited | 2003–2016 |
| Ella Sau Kuen Lau | VC Futures Limited | 2003–2016 |
| Chung Shing Cheung | VC Futures Limited | 2003–2016 |
| Chi Ho Leung | VC Futures Limited | 2003–2016 |
| Sau Ho Chan | VC Futures Limited | 2003–2016 |
| Joanna Shuk Yee Cheung | VC Futures Limited | 2003–2016 |
| Lois Kam Lo Chan | VC Futures Limited | 2003–2016 |
| Siu Lee Ching | VC Futures Limited | 2003–2016 |
| Leo Wai Choi Hung | VC Futures Limited | 2003–2016 |
| Thomas Kam Tong Leung | VC Futures Limited | 2003–2016 |
| Sammy Lam | VC Futures Limited | 2003–2016 |
| David Ngai | VC Futures Limited | 2003–2016 |
| Rosinna Man Wah Sum | VC Futures Limited | 2003–2016 |
| Anna Yuen Ming Tong | VC Futures Limited | 2003–2016 |
| Venus Suet Lin Yuen | VC Futures Limited | 2003–2016 |
| Man Shu Lee | VC Futures Limited | 2003–2016 |
| Tak Choi Cheng | VC Futures Limited | 2003–2016 |
| Lai Ying Lee | VC Futures Limited | 2003–2015 |
| Chi Wai Leung | VC Futures Limited | 2003–2016 |
| Man Hoi Ng | VC Futures Limited | 2003–2016 |