Wai Ling Lee
李蔚玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling Lee (李蔚玲), a licensed Responsible Officer with CE reference AAD572. Currently licensed at 1 firm(s): China Demeter Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-27 | present |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-01 | 2016-04-27 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-02 | 2016-03-31 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-08 | 2011-02-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-02 | 2008-01-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-27 | 2007-10-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-03-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-14 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-14 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2007-03-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ling Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.