Kai Chun Shum
岑啟臻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chun Shum (岑啟臻), a licensed former licensee with CE reference AAC767. This person has 14.4 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-11 | 2026-08-21 |
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-12-08 | 2026-08-21 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-15 | 2016-06-04 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-06 | 2015-07-15 |
| SKYVAST SECURITIES LIMITED 天澤證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-30 | 2015-03-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-19 | 2012-11-06 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Chun Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.