Xia Shen
沈俠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Shen (沈俠), a licensed former licensee with CE reference ADJ958. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-19 | 2008-08-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-21 | 2008-08-14 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2005-09-21 | 2008-08-14 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-27 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-09-02 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-27 |