William Teng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Teng, a licensed former licensee with CE reference AED359. This person has 9.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-27 | 2012-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | 2008-08-20 | 2010-07-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-08-20 | 2010-07-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-07-01 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-12-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-07 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2008-12-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-07 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2008-12-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Teng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.