Yunlai Zhu
朱云來
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunlai Zhu (朱云來), a licensed former licensee with CE reference AFC501. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-31 | 2012-07-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2008-12-31 | 2012-07-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-12-31 | 2012-07-16 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-12-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 4 — Advising on securities | present | 2008-12-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2008-12-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 9 — Asset management | present | 2005-04-04 |