Samantha Shuk Yee Ho
何淑懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samantha Shuk Yee Ho (何淑懿), a licensed Responsible Officer with CE reference AAA935. Currently licensed at 2 firm(s): Altus Investments Limited, Altus Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 35.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Investments Limited | RO | Type 1 - Dealing in securities | 2014-07-11 | present |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 4 - Advising on securities | 2014-07-11 | present |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 9 - Asset management | 2014-07-11 | present |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2014-05-12 | 2014-07-11 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-12 | 2014-07-11 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 9 - Asset management | 2014-05-12 | 2014-07-11 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2013-05-23 | 2013-11-29 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 4 - Advising on securities | 2013-05-23 | 2013-11-29 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 9 - Asset management | 2013-05-23 | 2013-11-29 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 9 - Asset management | 2013-05-23 | 2013-11-29 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2013-04-29 | 2013-05-23 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2013-04-29 | 2013-05-23 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2013-04-29 | 2013-05-23 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 - Asset management | 2013-04-29 | 2013-05-23 |
| Altus Investments Limited | RO | Type 1 - Dealing in securities | 2013-03-28 | 2013-04-29 |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 4 - Advising on securities | 2013-03-28 | 2013-04-29 |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 9 - Asset management | 2013-03-28 | 2013-04-29 |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2013-02-01 | 2013-03-28 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-01 | 2013-03-28 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 9 - Asset management | 2013-02-01 | 2013-03-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2006-02-01 | 2012-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-13 | 2012-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2005-10-13 | 2012-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 - Advising on futures contracts | 2005-10-13 | 2012-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 - Asset management | 2005-10-13 | 2012-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-14 | 2005-10-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2005-03-14 | 2005-10-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2004-11-04 | 2005-06-07 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 5 - Advising on futures contracts | 2004-11-04 | 2005-10-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2004-11-04 | 2005-10-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samantha Shuk Yee Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.