Annie Tsai
蔡三妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Tsai (蔡三妮), a licensed former licensee with CE reference AAA163. This person has 14.3 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-23 | 2018-01-31 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2016-03-25 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-15 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-15 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Annie Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.