Wai Ming Lee
李渭明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Lee (李渭明), a licensed former licensee with CE reference AAH996. This person has 10.1 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-25 | 2013-11-29 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-09 | 2008-03-05 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2006-09-14 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-02-01 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-30 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-30 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.