Fung Ming Au
區鳳鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Ming Au (區鳳鳴), a licensed former licensee with CE reference AGN637. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Grade Securities Limited 華誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2019-07-19 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-09 | 2006-11-01 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-09 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-09 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |